Download Public Comment Summary In her August 16, 2021, letter to the Securities and Exchange Commission (SEC), Barbara Roper, representing the Consumer Federation of America (CFA), responds to the SEC’s request for information on the effectiveness of Regulation Best Interest (Reg BI) and Form CRS. She argues that Reg…
Letter to the SEC: Standard of Conduct for Investment Advisers and Broker-Dealers
Download Public Comment Summary In her August 16, 2021, letter to the Securities and Exchange Commission (SEC), Barbara Roper, representing the Consumer Federation of America (CFA), responds to the SEC’s request for information on the effectiveness of Regulation Best Interest (Reg BI) and Form CRS. She argues that Reg…